Transition Workshops



IFA to RIA Transition Workshops


This One Hour Workshop will help IFAs understand the requirements & steps for registering as a RIA with SEBI, maintaining arms length between advisory & distribution, various fee-based models & how to transition successfully.

Venue: The Lalit, Mumbai
Date: January 24th, 2017
Timings: 10 AM to 6 PM (8 same sessions will be repeated through the day)
Each Session Duration: 60 Minutes
Trainers: Existing Senior RIAs
Number of Participants: 40 per Session (Entry into each session on first come, first serve basis)
Who Can Attend: Network FP ProMembers (Can attend any one session anytime during the day)

Contents of Workshop

Below are the contents of the 1 Hour Workshop. The same content will be repeated in each of the 8 sessions which will be conducted through the day by different trainers.

1) RIA Requirements – Education, Certification and Experience, Networth, Fees
2) Various Structures in which you can set-up Advisory & Distribution practices.
3) How to Apply for RIA – A Step by Step Process
4) Maintaining Arms-length between Advisory & Distribution
5) Various Fee Models that can help replace commission income
6) RIA Transition Tools and Checklist

Schedule of Transition Workshops 

The Workshop swill be hosted by – Vivek Shah & Mukul Agarwal*

Sr. No.
Speakers* (All the speakers are SEBI RIAs)
10.00 to 11.00 Slot 1 Rohit Shah
Getting You Rich
1100 to 12.00 Slot 2 Dilshad Billimoria
Dilzer Consultants Pvt Ltd
12.00 to 01.00 Slot 3 Sanjeev Govila
Hum Fauji Initiatives
01.00 to 02.00 Slot 4 Tarun Birani
TBNG Capital Advisors Pvt Ltd
02.00 to 03.00 Slot 5 Sonesh Dedhia
Manek Financial Advisors Pvt Ltd
03.00 to 04.00 Slot 6 Trupti Muralidhar
BITS Portfolio Advisors Pvt Ltd
04.00 to 05.00 Slot 7 Naveen Julian Rego
Certified Financial Planner
05.00 to 06.00 Slot 8 Nikhil Kothari
Etica Wealth Advisors

* The organizers will reserve the right to change above schedule / speaker / topics. Participants are requested to treat this as tentative.

Register for Network FP ProMembership to Attend Workshops