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Professional Liability Insurance for Financial Planners & Advisors

Sadique Neelgund
December 10, 2014

Reading Time: 4 minutes Given the nature of the engagement, large framework, dynamic market situations and changing regulatory forces, we may end up with a financial exposure with clients possibly dragging us in a dispute over an unfavorable outcome. The kind of service we provide, needs us sometimes to make judgement calls. While we advise robust risk management practices in our clients financial plan, we too have financial exposure in such circumstances. Swam Saurabh, Research Analyst at Pulse Lab explains the Professional Liability Indemnity suggests us to consider taking this. What do you think?

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