Network FP Thinktank

Network FP Thinktank is an Online Professional Journal by Network FP wherein we share the articles written by top-class financial advisors and industry thought leaders from across India and world.

Views on Upcoming SEBI’s Investment Advisor Regulations

Sadique Neelgund
December 19, 2012

Indian Merchants Chamber (IMC) held a seminar in collaboration with Bombay Stock Exchange (BSE) on Regulatory Changes for Investment Advisors on December 18 in Mumbai. I was invited to be on the Panel Discussion to share my views on upcoming advisor regulations… I am sharing the same as Q & A with Network FP community.

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Finally regulations are coming! Now let’s get ready without wasting time…

Sadique Neelgund
August 17, 2012

SEBI has issued a circular yesterday with respect to measures its taking to revive mutual fund industry and introducing regulations for investment advisors. Here is the gist of what SEBI is trying to say and how we as financial planners should get ready for the new regulatory environment. I would like to thank Lovaii Navlakhi, MD, International Money Matter, Bangalore for offering his insights on the circular.

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Collective Response from Financial Planners to SEBI’s Concept Paper

Sadique Neelgund
October 5, 2011

Dear Members Below is the first draft of letter which Network FP on behalf of the Financial Planning Community proposes to send to SEBI in response to its SEBI’s Concept Paper on Regulation of Investment Advisors The response and the thoughts captured are based on initial feedbacks from some practicing and aspiring financial planners on our […]

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