Network FP Thinktank

Network FP Thinktank is an Online Professional Journal by Network FP wherein we share the articles written by top-class financial advisors and industry thought leaders from across India and the world.

The Risk for Financial Advisors

Aakash Bansal
Co Founder and CEO at Mercury Financial
April 19, 2019

Reading Time: 6 minutes Risk is nothing but the possibility of something not turning out as expected. While we take risk management for our clients very seriously, we often don’t realize that our practice and us are also susceptible to various risks. One such risk is the risk of changes in regulations that our professions is bound by.

Here is a walk down the memory lane explained by Akash Bansal, overviewing how regulations in the investment advisory business has evolved over time and some handy tips to make sure we can embrace these changes smoothly!

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Dummy’s Guide to SEBI Investment Advisers Regulations 2013

Deepak Jain
March 27, 2014

Reading Time: 8 minutes This article provides an overview of SEBI Investment Advisory Regulations 2013. Deepak Jain gives us the insights on the applicability and requirements of this regulations. This is an executive summary of the regulation and can help you to quickly understand and plan necessary actions at your end

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